Plan Snapshot
- Plan Sponsor: S.B. Collins, INC.
- Sponsor EIN: 030175405
- Sponsor Address: 54 LOWER WELDON ST., ST. ALBANS, VT, 05478
- Plan Type: 401(k)
- Total Participants: 678
- Total Assets: $9.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 678 | $9.7M | $310,482 | $740,539 |
| 2023 | 366 | $9.4M | $258,503 | $562,820 |
| 2022 | 251 | $7.8M | $216,349 | $498,473 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | INVESTMENT ADVISOR | $48,609 | — | $48,609 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $34,130 | — | $34,130 |
| A.M. PEISCH & COMPANY, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY LLC — INVESTMENT ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- A.M. PEISCH & COMPANY, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $82,739
- Estimated Expense Ratio: 0.855% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $82,739 | $48,609 | — | — | — |
| 2023 | $66,533 | — | — | — | — |
| 2022 | $64,526 | — | — | — | — |