Plan Snapshot
- Plan Sponsor: Roxtec, INC.
- Sponsor EIN: 731515581
- Sponsor Address: 1140 N 129TH AVENUE, TULSA, OK, 74116
- Plan Type: 401(k)
- Total Participants: 144
- Total Assets: $14.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 144 | $14.3M | $476,991 | $900,503 |
| 2023 | 144 | $11.6M | $402,033 | $732,502 |
| 2022 | 98 | $9.4M | $268,489 | $513,519 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES | Investment Advisor | $28,510 | — | $28,510 |
| NOVA 401(K) ASSOCIATES | Other Service Provider | $204 | $10,479 | $10,683 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $7,595 | — | $7,595 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $46,788
- Estimated Expense Ratio: 0.328% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $7,708 | — | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |