Plan Snapshot
- Plan Sponsor: Rothschild & Co North America INC.
- Sponsor EIN: 133438524
- Sponsor Address: 1251 AVENUE OF THE AMERICAS, 34TH F, NEW YORK, NY, 10020
- Plan Type: 401(k)
- Total Participants: 420
- Total Assets: $155.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 420 | $155.8M | $3.5M | $8.0M |
| 2023 | 433 | $125.1M | $3.7M | $8.1M |
| 2022 | 432 | $105.9M | $3.2M | $6.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NOVAK FRANCELLA | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NOVAK FRANCELLA — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $37,267 | $21,613 | — | — | — |
| 2023 | $130,255 | $76,241 | $25,000 | — | — |
| 2022 | $69,007 | $58,836 | — | — | — |