Plan Snapshot
- Plan Sponsor: Rood, Riddle & Partners, P.S.C.
- Sponsor EIN: 610993798
- Sponsor Address: P.O. BOX 12070, LEXINGTON, KY, 40580
- Plan Type: 401(k)
- Total Participants: 331
- Total Assets: $38.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 331 | $38.1M | $652,313 | $1.8M |
| 2023 | 298 | $31.0M | $659,834 | $1.6M |
| 2022 | 258 | $27.0M | $444,441 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BLUE & COMPANY, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BLUE & COMPANY, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $102,349 | $7,002 | $5,022 | — | — |
| 2023 | $87,091 | $5,703 | $6,000 | — | — |
| 2022 | $87,099 | $5,409 | $73,007 | — | $8,683 |