Plan Snapshot
- Plan Sponsor: Romain Buick, INC.
- Sponsor EIN: 351687995
- Sponsor Address: 3700 MORGAN AVE., EVANSVILLE, IN, 47715
- Plan Type: DC
- Total Participants: 197
- Total Assets: $14.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 197 | $14.8M | $281,963 | $1.2M |
| 2023 | 201 | $12.6M | $265,314 | $1.1M |
| 2022 | 185 | $10.0M | $250,228 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AM | RECORDKEEPER | $34,960 | — | $34,960 |
| MERRILL LYNCH PIERCE FENNER & SMITH | INVESTMENT ADVISOR | $27,103 | — | $27,103 |
| WARREN AVERETT BENEFIT CONSULTANTS | CONTRACT ADMIN | $23,533 | — | $23,533 |
| EMPOWER ADVISORY GROUP LLC | INVESTMENT MGMT | $11,683 | — | $11,683 |
| WEINZAPFEL & CO., LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WEINZAPFEL & CO., LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $97,279
- Estimated Expense Ratio: 0.656% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $105,445 | $105,445 | — | — | — |
| 2023 | $53,690 | $53,690 | — | — | — |
| 2022 | $69,304 | $69,304 | — | — | — |