Plan Snapshot
- Plan Sponsor: Roller Die & Forming Co., INC.
- Sponsor EIN: 610487300
- Sponsor Address: 1172 INDUSTRIAL BLVD, LOUISVILLE, KY, 40219
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 251
- Total Assets: $8.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 251 | $8.2M | $267,278 | $711,872 |
| 2023 | 212 | $7.6M | $273,190 | $735,280 |
| 2022 | 250 | $6.5M | $246,802 | $604,852 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $28,811 | — | $28,811 |
| SHEPHERD FINANCIAL INVESTMENT | Investment Advisor | $18,477 | — | $18,477 |
| CHERRY BEKAERT LLP | Auditor | $11,509 | — | $11,509 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — Recordkeeper
- SHEPHERD FINANCIAL INVESTMENT — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $58,797
- Estimated Expense Ratio: 0.719% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $58,797 | $18,477 | — | $11,509 | — |
| 2023 | $54,994 | $16,719 | — | $13,000 | — |
| 2022 | $44,251 | — | — | — | — |