Plan Snapshot
- Plan Sponsor: Roeslein & Associates, INC.
- Sponsor EIN: 431539282
- Sponsor Address: 9200 WATSON RD. STE. 200, ST. LOUIS, MO, 63126
- Plan Type: 401(k)
- Total Participants: 774
- Total Assets: $158.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 774 | $158.0M | $2.1M | $5.7M |
| 2023 | 802 | $152.7M | $3.9M | $5.2M |
| 2022 | 803 | $119.2M | $3.9M | $5.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MONETA GROUP LLC | NONE | $112,529 | — | $112,529 |
| EPIC RETIREMENT PLAN SERVICES | NONE | $63,048 | — | $63,048 |
| PRINCIPAL FINANCIAL GROUP | NONE | $62,812 | — | $62,812 |
| CHARLES SCHWAB TRUST BANK | NONE | $18 | $26,357 | $26,375 |
| RUBIN BROWN LLP | NONE | $18,500 | — | $18,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- EPIC RETIREMENT PLAN SERVICES — NONE
- PRINCIPAL FINANCIAL GROUP — NONE
- CHARLES SCHWAB TRUST BANK — NONE
- RUBIN BROWN LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $283,264
- Estimated Expense Ratio: 0.179% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $256,889 | $112,529 | — | $18,500 | — |
| 2023 | $264,854 | $94,903 | — | $17,500 | — |
| 2022 | $264,300 | $87,763 | — | — | $36,300 |