Plan Snapshot
- Plan Sponsor: Rocky Mountain Eye Center, INC.
- Sponsor EIN: 841207157
- Sponsor Address: 27 MONTEBELLO ROAD, PUEBLO, CO, 81001
- Plan Type: 401(k)
- Total Participants: 114
- Total Assets: $12.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 114 | $12.0M | $216,095 | $278,027 |
| 2022 | 119 | $12.4M | $269,136 | $433,423 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GALLACHER CAPITAL MANAGEMENT LLC | BROKER/ DEALER | $47,266 | — | $47,266 |
| GREAT-WEST LIFE & ANNUITY INS CO | RECORDKEEPER | $40,564 | — | $40,564 |
| CBIZ BENEFITS & INSURANCE SERVICES | TPA | $28,400 | — | $28,400 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $21,648 | — | $21,648 |
| HALLOWELL 401(K) ASSURANCE LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- HALLOWELL 401(K) ASSURANCE LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $137,878
- Estimated Expense Ratio: 1.150% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $74,564 | — | $74,564 | — | — |
| 2022 | $78,595 | — | $78,595 | — | — |