Plan Snapshot
- Plan Sponsor: Riot Platforms, INC.
- Sponsor EIN: 841553387
- Sponsor Address: 3855 AMBROSIA STREET, CASTLE ROCK, CO, 80109
- Plan Type: 401(k)
- Total Participants: 646
- Total Assets: $14.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 646 | $14.9M | $1.6M | $2.3M |
| 2023 | 628 | $10.2M | $931,863 | $1.7M |
| 2022 | 250 | $244,649 | $80,431 | $164,195 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | RECORDKEEPER | $68,640 | — | $68,640 |
| MORGAN STANELY SMITH BARNEY LLC | SERVICE PROVIDER | — | $32,793 | $32,793 |
| VOYA RETIREMENT ADVISORS LLC | INVESTMENT ADVISORY | $7,558 | — | $7,558 |
| ASCENSUS C/O FUTUREPLAN | TPA | — | $5,358 | $5,358 |
| BROCK & COMPANY CPAS P.C. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANELY SMITH BARNEY LLC — SERVICE PROVIDER
- BROCK & COMPANY CPAS P.C. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $114,349
- Estimated Expense Ratio: 0.767% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $76,198 | $7,558 | — | — | — |
| 2023 | $39,160 | — | — | — | — |
| 2022 | $125 | — | $125 | — | — |