Plan Snapshot
- Plan Sponsor: Rhumbline Advisers Corp.
- Sponsor EIN: 863842229
- Sponsor Address: 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $494.6M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $494.6M | $0 | $0 |
| 2023 | 0 | $274.4M | $0 | $0 |
| 2022 | 0 | $205.7M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STATE STREET BANK & TRUST | Custodian / Trustee | $40,924 | — | $40,924 |
| PKFOD HOLDINGS LLC | Other Service Provider | $10,000 | — | $10,000 |
| PENSERRA SECURITIES | Other Service Provider | — | $6,357 | $6,357 |
| WOLF & COMPANY, P.C. | Auditor | $5,166 | — | $5,166 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $62,447
- Estimated Expense Ratio: 0.013% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $68,151 | $13,246 | — | $5,166 | — |
| 2023 | $40,723 | $12,349 | — | $2,263 | — |
| 2022 | $21,351 | — | — | — | $8,030 |