Plan Snapshot
- Plan Sponsor: Rhumbline Advisers Corp.
- Sponsor EIN: 467460253
- Sponsor Address: 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $614.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $614.4M | $0 | $0 |
| 2023 | 0 | $473.3M | $0 | $0 |
| 2022 | 0 | $392.5M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STATE STREET BANK & TRUST | Custodian / Trustee | $68,635 | — | $68,635 |
| INSTINET INC. | Other Service Provider | — | $53,440 | $53,440 |
| JEFFERIES + COMPANY INC. | Other Service Provider | — | $15,184 | $15,184 |
| LIQUIDNET INC. | Other Service Provider | — | $10,886 | $10,886 |
| WOLF & COMPANY, P.C. | Auditor | $8,757 | — | $8,757 |
| PENSERRA SECURITIES | Other Service Provider | — | $7,180 | $7,180 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $164,082
- Estimated Expense Ratio: 0.027% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $88,691 | $3,970 | — | $8,757 | — |
| 2023 | $61,806 | $2,562 | — | $4,360 | — |
| 2022 | $61,210 | — | — | — | $4,065 |