Plan Snapshot
- Plan Sponsor: Rhumbline Advisers Corp.
- Sponsor EIN: 260137355
- Sponsor Address: 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $980.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $980.1M | $0 | $0 |
| 2023 | 0 | $1.2B | $0 | $0 |
| 2022 | 0 | $1.0B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STATE STREET BANK & TRUST | Custodian / Trustee | $130,812 | — | $130,812 |
| LIQUIDNET INC. | Other Service Provider | — | $36,632 | $36,632 |
| WILLIAMS CAPITAL GROUP LP | Other Service Provider | — | $26,701 | $26,701 |
| WOLF & COMPANY, P.C. | Auditor | $19,200 | — | $19,200 |
| PKFOD HOLDINGS LLC | Other Service Provider | $14,000 | — | $14,000 |
| JEFFERIES + COMPANY | Other Service Provider | — | $9,942 | $9,942 |
| PKF O'CONNOR DAVIES, LLP | Other Service Provider | $7,743 | — | $7,743 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $245,030
- Estimated Expense Ratio: 0.025% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $181,620 | $29,851 | — | $19,200 | — |
| 2023 | $165,636 | $18,541 | — | $10,908 | — |
| 2022 | $162,396 | — | — | — | $26,115 |