Plan Snapshot
- Plan Sponsor: Rhumbline Advisers Corp.
- Sponsor EIN: 046793528
- Sponsor Address: 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $391.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $391.5M | $0 | $0 |
| 2023 | 0 | $362.6M | $0 | $0 |
| 2022 | 0 | $306.1M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STATE STREET BANK & TRUST | Custodian / Trustee | $44,408 | — | $44,408 |
| JEFFERIES + COMPANY INC. | Other Service Provider | — | $9,013 | $9,013 |
| INVESTMENT TECHNOLOGY GROUP INC. | Other Service Provider | — | $8,587 | $8,587 |
| PENSERRA SECURITIES | Other Service Provider | — | $7,597 | $7,597 |
| WOLF & COMPANY, P.C. | Auditor | $5,961 | — | $5,961 |
| LIQUIDNET INC. | Other Service Provider | — | $5,840 | $5,840 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $81,406
- Estimated Expense Ratio: 0.021% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $57,076 | $3,415 | — | $5,961 | — |
| 2023 | $45,452 | $2,110 | — | $3,441 | — |
| 2022 | $47,242 | — | — | — | $2,812 |