Plan Snapshot
- Plan Sponsor: Rhumbline Advisers Corp.
- Sponsor EIN: 046752198
- Sponsor Address: 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $5.1B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $5.1B | $0 | $0 |
| 2023 | 0 | $4.0B | $0 | $0 |
| 2022 | 0 | $3.0B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STATE STREET BANK & TRUST | Custodian / Trustee | $542,765 | $542,765 | $1,085,530 |
| WOLF & COMPANY, P.C. | Auditor | $71,432 | — | $71,432 |
| PKF O'CONNOR DAVIES, LLP | Other Service Provider | $27,714 | — | $27,714 |
| ISS | Other Service Provider | $20,993 | — | $20,993 |
| CABRERA CAPITAL MARKETS | Other Service Provider | — | $11,505 | $11,505 |
| LIQUIDNET INC. | Other Service Provider | — | $10,064 | $10,064 |
| INVESTMENT TECHNOLOGY GROUP INC. | Other Service Provider | — | $5,337 | $5,337 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,232,575
- Estimated Expense Ratio: 0.024% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $710,181 | $35,782 | — | $71,432 | — |
| 2023 | $507,278 | $21,570 | — | $37,096 | — |
| 2022 | $482,788 | — | — | — | $30,257 |