Plan Snapshot
- Plan Sponsor: Rhumbline Advisers Corp.
- Sponsor EIN: 043345692
- Sponsor Address: 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $1.4B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $1.4B | $0 | $0 |
| 2023 | 0 | $1.1B | $0 | $0 |
| 2022 | 0 | $1.2B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STATE STREET BANK & TRUST | Custodian / Trustee | $154,295 | — | $154,295 |
| INVESTMENT TECHNOLOGY GROUP INC. | Other Service Provider | — | $21,345 | $21,345 |
| WOLF & COMPANY, P.C. | Auditor | $20,150 | — | $20,150 |
| WILLIAMS CAPITAL GROUP LP | Other Service Provider | — | $15,274 | $15,274 |
| CABRERA CAPITAL MARKETS | Other Service Provider | — | $14,208 | $14,208 |
| LIQUIDNET INC. | Other Service Provider | — | $11,129 | $11,129 |
| PKF O'CONNOR DAVIES, LLP | Other Service Provider | $7,810 | — | $7,810 |
| LOOP CAPITAL MARKETS | Other Service Provider | — | $6,798 | $6,798 |
| PENSERRA SECURITIES | Other Service Provider | — | $6,531 | $6,531 |
| ISS | Other Service Provider | $5,948 | — | $5,948 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $263,488
- Estimated Expense Ratio: 0.019% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $194,352 | $10,635 | — | $20,150 | — |
| 2023 | $173,796 | $7,839 | — | $13,000 | — |
| 2022 | $185,453 | — | — | — | $11,162 |