Plan Snapshot
- Plan Sponsor: Revolution Lighting Technologies, INC.
- Sponsor EIN: 593046866
- Sponsor Address: 263 TRESSER BOULEVARD, SUITE 1602, STAMFORD, CT, 06901
- Plan Type: 401(k)
- Total Participants: 135
- Total Assets: $9.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 135 | $9.5M | $441,458 | $761,971 |
| 2023 | 136 | $7.7M | $327,475 | $665,898 |
| 2022 | 127 | $6.1M | $307,676 | $594,744 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | Investment Advisor | $25,015 | — | $25,015 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $8,553 | — | $8,553 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $33,568
- Estimated Expense Ratio: 0.352% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $34,461 | $25,407 | — | — | — |
| 2023 | $25,164 | $18,853 | — | — | — |
| 2022 | $37,837 | — | $37,837 | — | — |