Plan Snapshot
- Plan Sponsor: Regulus Group, LLC
- Sponsor EIN: 331009928
- Sponsor Address: 102 NORTH MAIN STREET, WOODSTOCK, VA, 22664
- Plan Type: 401(k)
- Total Participants: 241
- Total Assets: $55.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 241 | $55.2M | $2.4M | $3.3M |
| 2023 | 222 | $46.7M | $2.0M | $2.9M |
| 2022 | 212 | $37.1M | $2.7M | $2.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EDWARD D JONES & CO | ADVISOR | $73,689 | — | $73,689 |
| TRANSAMERICA LIFE INSURANCE COMPANY | RECORDKEEPER | $30,892 | — | $30,892 |
| PBMARES, LLP | AUDITOR | $25,004 | — | $25,004 |
| MESIROW FINANCIAL, INC. | ADVISOR | $10,032 | — | $10,032 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA LIFE INSURANCE COMPANY — RECORDKEEPER
- PBMARES, LLP — AUDITOR
- MESIROW FINANCIAL, INC. — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $139,617
- Estimated Expense Ratio: 0.253% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $139,617 | $83,721 | — | $25,004 | — |
| 2023 | $138,905 | $66,600 | — | $16,500 | — |
| 2022 | $106,291 | $64,896 | — | — | $18,900 |