Plan Snapshot
- Plan Sponsor: Regional Hospice & Home Care Of Western Ct, INC. Dba Regional Hospice
- Sponsor EIN: 061178847
- Sponsor Address: 30 MILESTONE ROAD, DANBURY, CT, 06810
- Plan Type: 401(k)
- Total Participants: 137
- Total Assets: $6.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 137 | $6.5M | $212,208 | $467,688 |
| 2023 | 130 | $5.5M | $206,410 | $450,396 |
| 2022 | 124 | $5.2M | $228,497 | $498,120 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | RECORDKEEPER | $13,711 | — | $13,711 |
| THE PATRIOT FINANCIAL GROUP | INVESTMENT ADVISOR | $8,500 | — | $8,500 |
| WELLS THOMAS, LLC | THIRD PARTY ADMIN | $5,748 | — | $5,748 |
| FIORITA, KORNHAAS & COMPANY, PC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $27,959
- Estimated Expense Ratio: 0.429% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $29,210 | — | $29,210 | — | — |
| 2023 | $27,598 | — | $27,598 | — | — |
| 2022 | $28,167 | — | $28,167 | — | — |