Plan Snapshot
- Plan Sponsor: Quantlab Financial, LLC
- Sponsor EIN: 760596276
- Sponsor Address: 3 GREENWAY PLAZA, STE. 200, HOUSTON, TX, 77046
- Plan Type: 401(k)
- Total Participants: 126
- Total Assets: $50.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 126 | $50.8M | $496,068 | $2.3M |
| 2023 | 133 | $41.2M | $583,688 | $2.5M |
| 2022 | 158 | $36.8M | $668,431 | $2.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CROWE LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $6,539 | $5,889 | — | — | — |
| 2023 | $5,490 | $4,615 | — | — | — |
| 2022 | $2,842 | $2,442 | — | — | — |