Plan Snapshot
- Plan Sponsor: Fisher Asset Management, LLC Dba Fisher Investments
- Sponsor EIN: 202480800
- Sponsor Address: 6500 INTERNATIONAL PARKWAY, PLANO, TX, 75093
- Plan Type: 401(k)
- Total Participants: 4,886
- Total Assets: $1.2B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 4,886 | $1.2B | $32.0M | $77.3M |
| 2023 | 4,124 | $954.0M | $27.6M | $66.3M |
| 2022 | 4,202 | $658.4M | $24.9M | $59.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | NONE | $76,134 | — | $76,134 |
| CHARLES SCHWAB & CO.,INC. | NONE | $9,239 | — | $9,239 |
| HOOD & STRONG, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES,INC — NONE
- CHARLES SCHWAB & CO.,INC. — NONE
- HOOD & STRONG, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $85,373
- Estimated Expense Ratio: 0.007% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $76,134 | $37,653 | — | — | — |
| 2023 | $50,891 | $18,084 | — | — | — |
| 2022 | $27,375 | — | — | — | $50 |