Plan Snapshot
- Plan Sponsor: Pzena Investment Management, LLC
- Sponsor EIN: 133860154
- Sponsor Address: 320 PARK AVENUE 8TH FLOOR, NEW YORK, NY, 10022
- Plan Type: 401(k)
- Total Participants: 142
- Total Assets: $51.6M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 142 | $51.6M | $1.7M | $2.4M |
| 2023 | 138 | $42.8M | $1.6M | $2.4M |
| 2022 | 133 | $32.8M | $1.4M | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GRASSI & CO., CPAS P.C. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GRASSI & CO., CPAS P.C. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $103,012 | $57,012 | — | — | — |
| 2023 | $81,761 | $46,927 | $30,427 | — | — |
| 2022 | $72,854 | $41,682 | $31,134 | — | — |