Plan Snapshot
- Plan Sponsor: Don Swanson
- Sponsor EIN: 710424553
- Sponsor Address: 12701 HINSON RD, LITTLE ROCK, AR, 722123301
- Plan Type: 403(b)
- Total Participants: 162
- Total Assets: $20.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 162 | $20.9M | $297,934 | $548,432 |
| 2023 | 147 | $19.9M | $275,402 | $526,128 |
| 2022 | 140 | $17.2M | $267,768 | $553,462 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BAKER TILLY US, LLP | Other Service Provider | $7,534 | — | $7,534 |
| TIAA | Other Service Provider | $6,945 | — | $6,945 |
| HCJ CPAS & ADVISORS PLLC | Other Service Provider | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TIAA — Other Service Provider
- HCJ CPAS & ADVISORS PLLC — Other Service Provider
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $14,479
- Estimated Expense Ratio: 0.069% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $14,478 | — | $14,478 | — | — |
| 2023 | $22,915 | — | $22,915 | — | — |
| 2022 | $23,430 | — | $23,430 | — | — |