Plan Snapshot
- Plan Sponsor: Pros, INC.
- Sponsor EIN: 455498401
- Sponsor Address: 3200 KIRBY DRIVE SUITE #600, HOUSTON, TX, 77098
- Plan Type: 401(k)
- Total Participants: 732
- Total Assets: $218.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 732 | $218.6M | $3.7M | $10.4M |
| 2023 | 772 | $185.7M | $2.4M | $10.2M |
| 2022 | 836 | $148.3M | $4.0M | $10.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CREATIVE PLANNING, LLC | INVESTMENT ADVISOR | $67,500 | — | $67,500 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $56,643 | — | $56,643 |
| ROBERTSON & ROBERTSON PLLC | ACCOUNTANT/AUDITOR | $14,000 | — | $14,000 |
| LOCKTON-DUNNING SERIES OF LOCKTON | CONSULTANT | $11,700 | — | $11,700 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CREATIVE PLANNING, LLC — INVESTMENT ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- ROBERTSON & ROBERTSON PLLC — ACCOUNTANT/AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $149,843
- Estimated Expense Ratio: 0.069% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $149,843 | $67,500 | $300 | $14,000 | — |
| 2023 | $126,300 | $60,000 | — | $11,500 | — |
| 2022 | -$38,724 | — | — | — | — |