Plan Snapshot
- Plan Sponsor: Prophet Brand Strategy
- Sponsor EIN: 943188022
- Sponsor Address: 150 SPEAR ST., SAN FRANCISCO, CA, 94105
- Plan Type: 401(k)
- Total Participants: 318
- Total Assets: $72.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 318 | $72.9M | $1.3M | $4.8M |
| 2023 | 340 | $65.1M | $2.2M | $5.8M |
| 2022 | 479 | $56.2M | $1.3M | $5.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JOHN HANCOCK | RETAINED BY PLAN SPONSOR | $76,870 | — | $76,870 |
| GLOBAL RETIREMENT | RETAINED BY PLAN SPONSOR | $51,000 | — | $51,000 |
| CAMBRIDGE INVT RESEARCH ADV INC | RETAINED BY PLAN SPONSOR | $17,000 | — | $17,000 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHN HANCOCK — RETAINED BY PLAN SPONSOR
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $144,870
- Estimated Expense Ratio: 0.199% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $151,631 | $68,000 | $83,631 | — | — |
| 2023 | $171,933 | $68,000 | $103,933 | — | — |
| 2022 | $74,201 | $69,364 | $4,837 | — | — |