Plan Snapshot
- Plan Sponsor: Phoenix Management Solutions, Ll
- Sponsor EIN: 844250550
- Sponsor Address: 2714 N LOOP 1604 E, SAN ANTONIO, TX, 78232
- Plan Type: 401(k)
- Total Participants: 199
- Total Assets: $12.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 199 | $12.6M | $289,968 | $955,707 |
| 2023 | 187 | $8.4M | $216,343 | $754,000 |
| 2022 | 117 | $8.7M | $221,006 | $609,699 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | Recordkeeper | $47,169 | — | $47,169 |
| MORGAN STANLEY SMITH BARNEY | Investment Advisor | $22,979 | — | $22,979 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — Recordkeeper
- MORGAN STANLEY SMITH BARNEY — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $70,148
- Estimated Expense Ratio: 0.558% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $89,029 | $62,973 | — | — | — |
| 2023 | $57,169 | $22,045 | — | — | — |
| 2022 | $61,927 | — | — | — | — |