Plan Snapshot
- Plan Sponsor: Pflow Industries, INC.
- Sponsor EIN: 391252646
- Sponsor Address: 6720 NORTH TEUTONIA AVENUE, MILWAUKEE, WI, 53209
- Plan Type: 401(k)
- Total Participants: 162
- Total Assets: $16.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 162 | $16.2M | $0 | $1.2M |
| 2023 | 156 | $15.0M | $8,862 | $1.0M |
| 2022 | 157 | $13.2M | $496,318 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SPECTRUM INVESTMENT ADVISORS INC | Investment Advisor | $33,840 | — | $33,840 |
| EMPOWER ANNUITY INS CO OF AMERICA | Recordkeeper | $25,177 | — | $25,177 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $59,017
- Estimated Expense Ratio: 0.363% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $56,062 | — | $56,062 | — | — |
| 2023 | $49,874 | — | $49,874 | — | — |
| 2022 | $52,923 | — | $52,923 | — | — |