Plan Snapshot
- Plan Sponsor: Pentegra Services, INC.
- Sponsor EIN: 133745616
- Sponsor Address: 701 WESTCHESTER AVE SUITE 320E, WHITE PLAINS, NY, 10604
- Plan Type: 401(k)
- Total Participants: 121
- Total Assets: $13.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 121 | $13.9M | $508,245 | $957,113 |
| 2023 | 106 | $13.2M | $543,855 | $1.0M |
| 2022 | 135 | $10.4M | $259,293 | $344,444 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPITAL ASSET ADVISORY SERVICES, LL | INVESTMENT ADVISOR | $40,028 | — | $40,028 |
| PENTEGRA SERVICES INC | CONTRACT ADMIN | $27,365 | — | $27,365 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $26,039 | — | $26,039 |
| TEMMPLETON & COMPANY, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TEMMPLETON & COMPANY, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $93,432
- Estimated Expense Ratio: 0.670% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $93,432 | — | — | — | — |
| 2023 | $91,804 | — | — | — | — |
| 2022 | $7,385 | — | $7,385 | — | — |