Plan Snapshot
- Plan Sponsor: Douglas Elliman LLC
- Sponsor EIN: 141875073
- Sponsor Address: 575 MADISON AVENUE, NEW YORK, NY, 10022
- Plan Type: 401(k)
- Total Participants: 594
- Total Assets: $45.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 594 | $45.7M | $368,916 | $3.6M |
| 2023 | 604 | $40.5M | $553,236 | $3.7M |
| 2022 | 657 | $35.9M | $634,191 | $3.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | SERVICE PROVIDER | — | $63,931 | $63,931 |
| OPEN ACQ LLC | TPA | — | $20,720 | $20,720 |
| VOYA RETIREMENT ADVISORS, LLC | SERVICE PROVIDER | $9,681 | — | $9,681 |
| EISNERAMPER | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY LLC — SERVICE PROVIDER
- EISNERAMPER — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $94,332
- Estimated Expense Ratio: 0.206% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $15,804 | — | $15,804 | — | — |
| 2023 | $12,608 | — | $12,608 | — | — |
| 2022 | $6,028 | — | $6,028 | — | — |