Plan Snapshot
- Plan Sponsor: Pentegra Services, INC
- Sponsor EIN: 133745616
- Sponsor Address: 701 WESTCHESTER AVE, SUITE 320E, WHITE PLAINS, NY, 10604
- Plan Type: 401(k)
- Total Participants: 525
- Total Assets: $35.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 525 | $35.6M | $1.2M | $2.3M |
| 2023 | 275 | $22.3M | $466,353 | $1.2M |
| 2022 | 58 | $5.4M | $72,897 | $181,917 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BIDDLE CAPITAL MANAGERMENT | OTHER, INVESTMENT ADVISO | $113,909 | — | $113,909 |
| PENTEGRA SERVICES INC | OTHER, CONTRACT ADMIN | $71,932 | — | $71,932 |
| OSAIC FA INC | BROKER/ADVISER | — | $19,181 | $19,181 |
| SHEPHERD FINANCIAL INVESTMENT ADVIS | INVESTMENT ADVISOR | $12,401 | — | $12,401 |
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $7,174 | — | $7,174 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $5,895 | — | $5,895 |
| TEMPLETON & COMPANY, LLP | Auditor | $3,525 | — | $3,525 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TEMPLETON & COMPANY, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $234,017
- Estimated Expense Ratio: 0.658% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $218,133 | $106,047 | — | $3,525 | — |
| 2023 | $112,086 | — | — | $3,525 | — |
| 2022 | $472,808 | — | $14,408 | — | — |