Plan Snapshot
- Plan Sponsor: Orthopedic & Sports Institute Of The Fox Valley Sc
- Sponsor EIN: 161625172
- Sponsor Address: 2105 E. ENTERPRISE AVENUE, APPLETON, WI, 549137862
- Plan Type: 401(k)
- Total Participants: 75
- Total Assets: $25.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 75 | $25.5M | $558,547 | $509,755 |
| 2023 | 85 | $21.8M | $654,791 | $540,961 |
| 2022 | 94 | $16.8M | $668,229 | $616,645 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTH STAR ASSET MANAGEMENT, INC. | Investment Advisor | $53,059 | — | $53,059 |
| CLIFTONLARSONALLEN WEALTH ADVISORS | Investment Advisor | $23,601 | — | $23,601 |
| AMERICAN TRUST COMPANY | Recordkeeper | $6,957 | — | $6,957 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN WEALTH ADVISORS — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $83,617
- Estimated Expense Ratio: 0.328% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $93,594 | $85,037 | — | — | — |
| 2023 | $73,060 | $64,689 | — | — | — |
| 2022 | $48,425 | — | — | — | $48,425 |