Plan Snapshot
- Plan Sponsor: Orthopedic Associates Of Sw Ohio INC.
- Sponsor EIN: 262292026
- Sponsor Address: 6551 CENTERVILLE BUSINESS PKWY, CENTERVILLE, OH, 45459
- Plan Type: DC
- Total Participants: 145
- Total Assets: $34.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 145 | $34.1M | $433,485 | $873,862 |
| 2023 | 147 | $29.6M | $1.6M | $838,427 |
| 2022 | 138 | $25.8M | $1.4M | $708,384 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC | INVESTMENT ADVISOR | $68,221 | — | $68,221 |
| AMERIPRISE FINANCIAL SERVICES | INVESTMENT ADVISOR | $64,247 | — | $64,247 |
| MORGAN STANLEY SMITH BARNEY | INVESTMENT ADVISOR | $34,799 | — | $34,799 |
| MERRILL LYNCH PIERCE FENNER & SMITH | INVESTMENT ADVISOR | $27,391 | — | $27,391 |
| EMPOWER ANNUITY INSURANCE CO | RECORDKEEPER | $19,511 | — | $19,511 |
| KEY BANK NATIONAL ASSOCIATION | INVESTMENT ADVISOR | $13,236 | — | $13,236 |
| EMPOWER ADVISORY GROUP | INVESTMENT MANAGEMENT | $12,728 | — | $12,728 |
| FLAGEL HUBER FLAGEL | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FLAGEL HUBER FLAGEL — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $240,133
- Estimated Expense Ratio: 0.705% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $249,299 | $221,758 | — | — | — |
| 2023 | $209,945 | $188,770 | — | — | — |
| 2022 | $205,207 | $205,207 | — | — | — |