Plan Snapshot
- Plan Sponsor: Orthocincy Orthopaedics & Sports Me
- Sponsor EIN: 611274265
- Sponsor Address: 560 SOUTH LOOP ROAD, EDGEWOOD, KY, 41017
- Plan Type: 401(k)
- Total Participants: 543
- Total Assets: $65.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 543 | $65.2M | $3.6M | $2.3M |
| 2023 | 445 | $55.3M | $3.1M | $2.2M |
| 2022 | 361 | $43.5M | $2.6M | $1.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AME | RECORDKEEPER | $75,294 | — | $75,294 |
| OPUS CAPITAL GROUP LLC | INVESTMENT ADVISOR | $70,266 | — | $70,266 |
| MORGAN STANLEY | NONE | $31,294 | — | $31,294 |
| FUTURES PLANNING GROUP, INC. | CONTRACT ADMIN | $25,455 | — | $25,455 |
| RAYMOND JAMES | NONE | $19,210 | — | $19,210 |
| WEALTH DIMENSIONS | NONE | $17,348 | — | $17,348 |
| MORGAN STANLEY WEALTH MANAGEMENT | NONE | $16,344 | — | $16,344 |
| ALLWORTH FINANCIAL | NONE | $14,941 | — | $14,941 |
| THOR WEALTH MANAGEMENT | NONE | $11,955 | — | $11,955 |
| BESTEN & DIERUF, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $282,107
- Estimated Expense Ratio: 0.432% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $375,162 | $202,975 | $25,905 | — | — |
| 2023 | $224,760 | $146,955 | $3,525 | — | — |
| 2022 | $254,241 | $130,654 | — | — | $123,587 |