Plan Snapshot
- Plan Sponsor: Ortho Clinical Diagnostics
- Sponsor EIN: 465000000
- Sponsor Address: 100 INDIGO DRIVE, ROCHESTER, NY, 14626
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 0 | $0 | $9.5M | $23.6M |
| 2022 | 2,548 | $329.1M | $9.8M | $25.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | SERVICE PROVIDER | — | $90,000 | $90,000 |
| VOYA RETIREMENT INSURANCE & ANNUITY | SERVICE PROVIDER | $77,342 | $642 | $77,984 |
| MORNINGSTAR INVESTMENT MANAGEMENT | SERVICE PROVIDER | $20,392 | — | $20,392 |
| INSERO & CO. CPAS, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC — SERVICE PROVIDER
- INSERO & CO. CPAS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $188,376
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $108,811 | — | — | — | — |
| 2022 | $97,734 | — | — | — | — |