Plan Snapshot
- Plan Sponsor: Orcutt Winslow, Lllp
- Sponsor EIN: 860271027
- Sponsor Address: 2929 N. CENTRAL AVE., 11TH FLOOR, PHOENIX, AZ, 85012
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $949 | $0 |
| 2024 | 0 | $2.4M | $475,066 | $1.2M |
| 2023 | 177 | $21.8M | $538,288 | $1.4M |
| 2022 | 164 | $18.7M | $449,674 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS | Investment Advisor | $51,257 | — | $51,257 |
| MGKS | Other Service Provider | $25,650 | — | $25,650 |
| EMPOWER ANNUITY INS. CO. | Recordkeeper | $22,285 | — | $22,285 |
| EMPOWER ADVISORY GROUP | Investment Advisor | $8,486 | — | $8,486 |
| ENVESTMENT RETIREMENT SOLUTIONS | Other Service Provider | $5,127 | — | $5,127 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $112,805
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | — | — | — | — | — |
| 2024 | $113,212 | — | $78,834 | — | — |
| 2023 | $55,119 | — | $55,119 | — | — |
| 2022 | $40,094 | — | — | — | $40,094 |