Plan Snapshot
- Plan Sponsor: Orange County Employees Health & Welfare
- Sponsor EIN: 330660405
- Sponsor Address: 830 NORTH ROSS STREET, SANTA ANA, CA, 92701
- Plan Type: 401(k)
- Plan Number: 501
- Total Participants: 11,911
- Total Assets: $51.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 11,911 | $51.7M | $7.3M | $10.3M |
| 2023 | 11,503 | $48.1M | $6.9M | $9.6M |
| 2022 | 10,931 | $45.4M | $6.9M | $9.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| OCEA | Other Service Provider | $1,416,100 | — | $1,416,100 |
| DELTA DENTAL | Other Service Provider | $444,964 | — | $444,964 |
| VISION SERVICE PLAN | Other Service Provider | $162,495 | — | $162,495 |
| DIMARTINO ASSOCIATES | Other Service Provider | $111,000 | — | $111,000 |
| MAILING PROS, INC | Other Service Provider | $80,540 | — | $80,540 |
| AGILINE LLC | Other Service Provider | $74,268 | — | $74,268 |
| WITHUMSMITH+BROWN, PC | Auditor | $34,945 | — | $34,945 |
| TRANSAMERICA | Recordkeeper | — | $15,255 | $15,255 |
| HIGHLAND CAPITAL ADVISORS LLC | Other Service Provider | $15,000 | — | $15,000 |
| IRISS BARRIGA | Custodian / Trustee | $9,249 | — | $9,249 |
| MARIA CORONA | Custodian / Trustee | $8,956 | — | $8,956 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WITHUMSMITH+BROWN, PC — Auditor
- TRANSAMERICA — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,372,772
- Estimated Expense Ratio: 4.591% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,753,108 | $15,000 | $1,416,100 | $34,945 | — |
| 2023 | $2,632,707 | $15,000 | $1,952,781 | $38,685 | — |
| 2022 | $2,328,144 | — | $1,643,536 | — | $174,130 |