Plan Snapshot
- Plan Sponsor: Ocusun, LLC
- Sponsor EIN: 263976373
- Sponsor Address: 150 ALAMEDA DEL PRADO, NOVATO, CA, 94949
- Plan Type: 401(k)
- Total Participants: 315
- Total Assets: $12.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 315 | $12.9M | $1.7M | $2.7M |
| 2023 | 257 | $7.9M | $1.2M | $1.8M |
| 2022 | 197 | $6.0M | $881,481 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAROLYN A. MAYES CPA | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $84,669 | — | $74,324 | — | — |
| 2023 | $63,660 | — | $52,095 | — | — |
| 2022 | $39,707 | — | $39,707 | — | — |