Plan Snapshot
- Plan Sponsor: Tri-West, Ltd.
- Sponsor EIN: 953633389
- Sponsor Address: 12005 E. PIKE STREET, SANTA FE SPRINGS, CA, 90670
- Plan Type: DC
- Total Participants: 325
- Total Assets: $63.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 325 | $63.8M | $2.3M | $1.4M |
| 2023 | 288 | $55.7M | $2.3M | $1.2M |
| 2022 | 277 | $47.6M | $2.7M | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BENEFIT FINANCIAL SERVICES GROUP | CONSULTANT | $20,000 | — | $20,000 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $14,482 | — | $14,482 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $6,474 | — | $6,474 |
| CROWE LLP | ACCOUNTANT/AUDITOR | $6,300 | — | $6,300 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BENEFIT FINANCIAL SERVICES GROUP — CONSULTANT
- STRATEGIC ADVISORS, INC. — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $47,256
- Estimated Expense Ratio: 0.074% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $47,256 | $14,482 | $300 | $6,300 | — |
| 2023 | $36,839 | $22,980 | — | $13,650 | — |
| 2022 | -$28,025 | $22,297 | — | — | — |