Plan Snapshot
- Plan Sponsor: Ocu Health And Welfare Trust
- Sponsor EIN: 261574455
- Sponsor Address: 1055 PARK VIEW DRIVE, SUITE 111, COVINA, CA, 91722
- Plan Type: Health & Welfare
- Plan Number: 501
- Total Participants: 485
- Total Assets: $297.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 485 | $297.7M | $25.1M | $0 |
| 2023 | 573 | $273.8M | $24.7M | $0 |
| 2022 | 559 | $243.1M | $23.3M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PACIFIC SOUTHWEST ADMINISTRATORS | Other Service Provider | $329,029 | — | $329,029 |
| ANTHEM BLUE CROSS LIFE AND HEALTH | Other Service Provider | $207,080 | — | $207,080 |
| EPIC BROKERS | Recordkeeper | $122,400 | $75,719 | $198,119 |
| ASB CAPITAL MANAGEMENT | Other Service Provider | $161,480 | — | $161,480 |
| ULLICO INFRASTRUCTURE TAX EXEMPT FD | Other Service Provider | $127,152 | — | $127,152 |
| SEYFARTH SHAW LLP | Investment Advisor | $95,394 | — | $95,394 |
| HORIZON ACTUARIAL SERVICES, LLC | Other Service Provider | $80,915 | — | $80,915 |
| GUARDIAN | Recordkeeper | $66,466 | — | $66,466 |
| MEKETA INVESTMENT GROUP | Other Service Provider | $60,000 | — | $60,000 |
| ELIXIR RX SOLUTIONS LLC | Other Service Provider | $35,196 | — | $35,196 |
| STATE STREET GLOBAL ADVISORS | Other Service Provider | $32,609 | — | $32,609 |
| HENNINGFIELD & ASSOCIATES, INC. | Auditor | $29,130 | — | $29,130 |
| PAUL HASTINGS, LLP | Other Service Provider | $21,736 | — | $21,736 |
| WEST HEALTH ADVOCATE SOLUTIONS, INC | Other Service Provider | $17,377 | — | $17,377 |
| US BANK | Recordkeeper | $10,425 | — | $10,425 |
| HANEY & SHAH LLP | Other Service Provider | $7,250 | — | $7,250 |
| INNOVU | Other Service Provider | $5,292 | — | $5,292 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- EPIC BROKERS — Recordkeeper
- SEYFARTH SHAW LLP — Investment Advisor
- GUARDIAN — Recordkeeper
- HENNINGFIELD & ASSOCIATES, INC. — Auditor
- US BANK — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,484,650
- Estimated Expense Ratio: 0.499% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,524,898 | $397,602 | $329,029 | $29,130 | — |
| 2023 | $1,481,445 | $474,898 | $302,649 | $48,137 | — |
| 2022 | $1,444,667 | $393,720 | $287,474 | — | $349,771 |