Plan Snapshot
- Plan Sponsor: Oasis Legal Finance Operating Company, LLC
- Sponsor EIN: 201368823
- Sponsor Address: 9525 W. BRYN MAWR AVE. SUITE 900, ROSEMONT, IL, 60018
- Plan Type: 401(k)
- Total Participants: 614
- Total Assets: $18.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 614 | $18.4M | $1.2M | $2.3M |
| 2023 | 374 | $13.1M | $490,875 | $1.8M |
| 2022 | 354 | $10.3M | $146,263 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SMITH AND HOWARD | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $72,374 | $29,341 | — | — | — |
| 2023 | $55,080 | $21,619 | — | — | — |
| 2022 | $52,090 | — | — | — | — |