Plan Snapshot
- Plan Sponsor: Nyc & Company, INC.
- Sponsor EIN: 135531178
- Sponsor Address: 810 7TH AVENUE 3RD FLOOR, NEW YORK, NY, 10019
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 100
- Total Assets: $26.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 100 | $26.8M | $484,485 | $1.3M |
| 2023 | 108 | $24.5M | $812,976 | $1.3M |
| 2022 | 97 | $19.5M | $287,454 | $970,853 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $65,729 | — | $65,729 |
| UBS FINANCIAL SERVICES INC | Investment Advisor | $62,931 | $8 | $62,939 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $128,668
- Estimated Expense Ratio: 0.479% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $128,665 | $62,935 | $65,730 | — | — |
| 2023 | $108,992 | $52,684 | $56,308 | — | — |
| 2022 | $102,920 | $51,008 | $51,912 | — | — |