Plan Snapshot
- Plan Sponsor: Nta, INC.
- Sponsor EIN: 631071009
- Sponsor Address: 2001 NICHOLS DRIVE SW, SUITE 200, HUNTSVILLE, AL, 35802
- Plan Type: 401(k)
- Total Participants: 216
- Total Assets: $84.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 216 | $84.8M | $4.0M | $2.9M |
| 2023 | 194 | $70.8M | $3.7M | $2.6M |
| 2022 | 176 | $55.0M | $3.5M | $2.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | INVESTMENT ADVISOR | $88,776 | — | $88,776 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $27,519 | — | $27,519 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $8,171 | — | $8,171 |
| BMSS LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY LLC — INVESTMENT ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
- BMSS LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $124,466
- Estimated Expense Ratio: 0.147% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $124,466 | $96,947 | — | — | — |
| 2023 | $103,969 | $83,231 | — | — | — |
| 2022 | $98,701 | $5,022 | — | — | — |