Plan Snapshot
- Plan Sponsor: Northern Engraving Corporation
- Sponsor EIN: 900782125
- Sponsor Address: 803 SOUTH BLACK RIVER STREET, SPARTA, WI, 54656
- Plan Type: 401(k)
- Plan Number: 007
- Total Participants: 169
- Total Assets: $26.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 169 | $26.1M | $0 | $0 |
| 2024 | 132 | $26.3M | $195,267 | $817,935 |
| 2023 | 158 | $27.2M | $223,429 | $932,534 |
| 2022 | 158 | $24.7M | $178,240 | $770,710 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $30,603 | — | $30,603 |
| ALPHA INVESTMENT CONSULTING GROUP | Investment Advisor | $27,227 | — | $27,227 |
| RSM US LLP | Auditor | $14,500 | — | $14,500 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $72,330
- Estimated Expense Ratio: 0.277% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $4,034,073 | $27,227 | — | $14,500 | — |
| 2024 | $71,769 | $27,222 | — | $13,500 | — |
| 2023 | $69,441 | $27,346 | — | $12,200 | — |
| 2022 | $69,824 | — | $69,824 | — | — |