Plan Snapshot
- Plan Sponsor: North Valley Endodontics P.A.
- Sponsor EIN: 860799974
- Sponsor Address: 8121 E INDIAN BEND RD, SCOTTSDALE, AZ, 85250
- Plan Type: 401(k)
- Total Participants: 98
- Total Assets: $4.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 98 | $4.2M | $16 | $531,122 |
| 2023 | 91 | $3.9M | $0 | $544,274 |
| 2022 | 77 | $3.2M | $0 | $489,206 |
| 2021 | 91 | $3.7M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | RECORD KEEPER | $29,387 | — | $29,387 |
| WELLS FARGO ADVISORS FINANCIAL NETW | INVESTMENT/FINANCIAL ADVI | $19,208 | — | $19,208 |
| WALLACE, PLESE DREHER, L.L.P. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
- WALLACE, PLESE DREHER, L.L.P. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,595
- Estimated Expense Ratio: 1.170% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $48,595 | $19,208 | — | — | — |
| 2023 | $45,155 | $22,703 | — | — | — |
| 2022 | $36,184 | — | — | — | — |
| 2021 | $38,703 | — | — | — | — |