Plan Snapshot
- Plan Sponsor: Risas Dental Management LLC
- Sponsor EIN: 454855168
- Sponsor Address: 3030 NORTH CENTRAL AVE, PHOENIX, AZ, 85012
- Plan Type: 401(k)
- Total Participants: 366
- Total Assets: $5.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 366 | $5.3M | $326,031 | $667,369 |
| 2022 | 354 | $3.9M | $936,466 | $671,235 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GALLACHER CAPITAL MANAGEMENT | INVESTMENT/FINANCIAL ADVI | $56,680 | — | $56,680 |
| ADP, INC. | RECORD KEEPER | $13,406 | — | $13,406 |
| CBIZ CPAS P.C | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GALLACHER CAPITAL MANAGEMENT — INVESTMENT/FINANCIAL ADVI
- ADP, INC. — RECORD KEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $70,086
- Estimated Expense Ratio: 1.314% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $23,565 | $23,565 | — | — | — |
| 2022 | $2,688 | — | — | — | — |