Plan Snapshot
- Plan Sponsor: Norbert E. Mitchell Co., INC.
- Sponsor EIN: 061173716
- Sponsor Address: PO BOX 186, DANBURY, CT, 068130186
- Plan Type: 401(k)
- Plan Number: 501
- Total Participants: 145
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 145 | $0 | $0 | $0 |
| 2024 | 130 | $0 | $0 | $0 |
| 2023 | 113 | $0 | $0 | $0 |
| 2022 | 113 | $0 | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UMR, INC. | Other Service Provider | $197,204 | $14,338 | $211,542 |
| MARSH & MCLENNAN AGENCY LLC | Investment Advisor | $56,355 | — | $56,355 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $267,897
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | — | — | — | — | — |
| 2024 | — | — | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |