Plan Snapshot
- Plan Sponsor: L.H. Gault & Son, INC.
- Sponsor EIN: 060358860
- Sponsor Address: 11 FERRY LANE WEST, WESTPORT, CT, 06880
- Plan Type: 401(k)
- Total Participants: 246
- Total Assets: $17.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 246 | $17.3M | $236,327 | $1.1M |
| 2023 | 236 | $16.8M | $241,902 | $1.0M |
| 2022 | 211 | $12.4M | $185,320 | $928,159 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CARON & BLETZER PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CARON & BLETZER PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $33,623 | — | $20,319 | — | — |
| 2023 | $32,466 | — | $19,837 | — | — |
| 2022 | $27,287 | — | $27,287 | — | — |