Plan Snapshot
- Plan Sponsor: Nicholas Bagshaw Company
- Sponsor EIN: 770299159
- Sponsor Address: 132 EAST CARRILLO STREET, SANTA BARBARA, CA, 93101
- Plan Type: 401(k)
- Total Participants: 97
- Total Assets: $9.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 97 | $9.0M | $355,675 | $715,208 |
| 2023 | 134 | $8.3M | $384,862 | $753,970 |
| 2022 | 149 | $6.7M | $387,555 | $766,136 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $6,646 | $3,838 | $2,808 | — | — |
| 2023 | $5,670 | — | $5,670 | — | — |
| 2022 | $5,499 | $2,862 | $2,637 | — | — |