Plan Snapshot
- Plan Sponsor: Neuberger Berman Investment Advisers LLC
- Sponsor EIN: 981634497
- Sponsor Address: 1290 AVENUE OF THE AMERICAS, NEW YORK, NY, 10104
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $51.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $51.4M | $0 | $0 |
| 2023 | 0 | $138.7M | $0 | $0 |
| 2022 | 0 | $193.4M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ERNST & YOUNG | Other Service Provider | $20,000 | — | $20,000 |
| MAPLES AND CALDER | Other Service Provider | $18,711 | — | $18,711 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $10,432 | — | $10,432 |
| U.S. BANK NATIONAL ASSOCIATION | Custodian / Trustee | $8,078 | — | $8,078 |
| U.S. BANCORP FUND SERVICES, LLC | Other Service Provider | $6,000 | — | $6,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRICEWATERHOUSECOOPERS LLP — Auditor
- U.S. BANK NATIONAL ASSOCIATION — Custodian / Trustee
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $63,221
- Estimated Expense Ratio: 0.123% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $123,397 | — | $6,000 | $49,751 | — |
| 2023 | $360,050 | $29,561 | $101,468 | $32,894 | — |
| 2022 | $170,724 | — | — | — | $78,918 |