Plan Snapshot
- Plan Sponsor: Neuberger Berman Investment Advisers LLC
- Sponsor EIN: 981179981
- Sponsor Address: 1290 AVENUE OF THE AMERICAS, NEW YORK, NY, 10104
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $337.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $337.3M | $0 | $0 |
| 2023 | 0 | $615.5M | $0 | $0 |
| 2022 | 0 | $130.3M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEUBERGER BERMAN INVESTMENT ADVISER | Other Service Provider | $628,699 | — | $628,699 |
| U.S. BANK GLOBAL USBFS (CAYMAN) LIM | Recordkeeper | $167,349 | — | $167,349 |
| GOLDMAN SACHS & CO LLC | Investment Advisor | $117,426 | — | $117,426 |
| U.S. BANK NATIONAL ASSOCIATION | Custodian / Trustee | $55,811 | — | $55,811 |
| ERNST & YOUNG | Other Service Provider | $28,704 | — | $28,704 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $8,762 | — | $8,762 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GOLDMAN SACHS & CO LLC — Investment Advisor
- U.S. BANK NATIONAL ASSOCIATION — Custodian / Trustee
- PRICEWATERHOUSECOOPERS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,006,751
- Estimated Expense Ratio: 0.298% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $954,344 | $432,810 | $120,858 | $28,704 | — |
| 2023 | $397,191 | $237,328 | $69,634 | $29,366 | — |
| 2022 | $984,869 | $690,904 | $170,157 | — | $123,808 |