Plan Snapshot
- Plan Sponsor: Neuberger Berman Investment Advisers LLC
- Sponsor EIN: 814341513
- Sponsor Address: 1290 AVENUE OF THE AMERICAS, NEW YORK, NY, 10104
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $1.6B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $1.6B | $0 | $0 |
| 2023 | 0 | $1.5B | $0 | $0 |
| 2022 | 0 | $1.9B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEUBERGER BERMAN INVESTMENT ADVISER | Other Service Provider | $4,185,192 | — | $4,185,192 |
| U.S. BANK NATIONAL ASSOCIATION | Custodian / Trustee | $420,763 | — | $420,763 |
| ERNST & YOUNG LTD. | Other Service Provider | $145,107 | — | $145,107 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $57,016 | — | $57,016 |
| STATE STREET BANK AND TRUST | Custodian / Trustee | $8,109 | — | $8,109 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- U.S. BANK NATIONAL ASSOCIATION — Custodian / Trustee
- PRICEWATERHOUSECOOPERS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $4,816,187
- Estimated Expense Ratio: 0.307% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $4,920,992 | $4,229,666 | $503,032 | $145,107 | — |
| 2023 | $5,153,816 | $4,474,351 | $533,190 | $49,050 | — |
| 2022 | $6,042,641 | $5,255,878 | $601,517 | — | $185,246 |